Mabrie Hermann
Associate AD | Compliance
9 Yrs
Paul Bradshaw
Associate AD | Governance and Regulatory Affairs
15 Yrs
Andrew Charbine
Assistant AD | Compliance
3 Yrs
Lauren Spencer
Assistant AD | Compliance
2 Yrs
Jacob Walker
Director of Compliance
8 Yrs
Department History
Person | Role |
---|---|
Mabrie Hermann |
Associate AD | Compliance |
Paul Bradshaw |
Associate AD | Governance and Regulatory Affairs |
Andrew Charbine |
Assistant AD | Compliance |
Lauren Spencer |
Assistant AD | Compliance |
Jacob Walker |
Director of Compliance |
Person | Role |
---|---|
Chad Jackson |
Executive Senior Associate AD | Governance and Regulatory Affairs |
Paul Bradshaw |
Associate AD | Governance and Regulatory Affairs |
Mabrie Hermann |
Associate AD | Compliance |
Andrew Charbine |
Assistant AD | Compliance |
Lauren Spencer |
Assistant AD | Compliance |
Jacob Walker |
Associate Director of Compliance |
Billy Kirkpatrick |
Assistant Director of Compliance |
Person | Role |
---|---|
Chad Jackson |
Executive Senior Associate AD | Governance and Regulatory Affairs |
Paul Bradshaw |
Associate AD | Governance and Regulatory Affairs |
Mabrie Hermann |
Associate AD | Compliance |
Courtney Scrivano |
Director of Licensing |
Michelle Rapp |
Director of Compliance |
Jacob Walker |
Associate Director of Compliance |
Stacy Falconieri |
Associate Director of Compliance |
Billy Kirkpatrick |
Assistant Director of Compliance |
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