Department History
| Person | Role |
|---|---|
Jim Booz |
Executive Senior Associate AD / Compliance |
Chad Jackson |
Senior Associate AD / Governance & Strategic Initiatives |
Matt Ball |
Associate AD / Compliance |
Susan Canaan |
Director, Compliance |
|
Grace Mendoza Departing
|
Director of Compliance |
| Person | Role |
|---|---|
Jeff Whitehead |
Executive Senior Associate AD / Compliance |
|
Richard Greene |
Senior Associate AD / Compliance |
Matt Ball |
Associate AD / Compliance |
Susan Canaan |
Director of Compliance |
Dan Cannella |
Director of Compliance |
|
Grace Mendoza |
Director of Compliance |
| Person | Role |
|---|---|
Jeff Whitehead |
Executive Senior Associate AD / Compliance |
|
Richard Greene |
Senior Associate AD / Compliance |
Matt Ball |
Associate AD of Compliance |
Susan Canaan |
Director of Compliance |
Dan Cannella |
Director of Compliance |
|
Grace Mendoza |
Director of Compliance |
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